Legal Manager, Listed FI, Securities

Excellent role with a reputable and well-established financial institution (mid-senior level lawyer)

Your new company
Being one of the most established mainland financial institutions that is listed in Hong Kong, our client provides global investing and financing services including securities brokerage, private equity, asset management and capital markets. They are now looking for an experienced FI lawyer to join their team as Legal Manager.

Your new role
  • Advise the Group on various legal matters in relation to its business activities such as private equity, asset management, capital markets and securities brokerage
  • Review legal documentations for ongoing cross border corporate transactions including OTC derivatives, asset backed securities, swaps and other commercial and financing agreements
  • Ensure company compliance under Listing Rules, Securities and Futures Ordinance and other applicable laws and regulations
  • Provide legal support to business units regarding operation policies and procedures, compliance manuals and anti-money laundering
  • Liaise with internal and external stakeholders and regulatory bodies for all legal, compliance and company secretarial matters

What you'll need to succeed
  • HK/PRC Qualified lawyer with 6-8 PQE
  • Preferably with in-house financial institutions experience
  • Solid experience with financial products and services
  • Good knowledge with Hong Kong Listing Rules and the Securities and Futures Ordinance
  • Good command in both written and spoken Eng and Chi (including Mandarin)

What you'll get in return
You'll be offered a competitive salary plus discretionary bonus. You will be joining and supervising the legal team under a well-established business. Last but not least, the on boarding process will help you to effectively and quickly get started and maximize your performance.

What you need to do now
If you're interested in this role, click 'apply now' or for further information and a confidential discussion on this role or to find out about more opportunities in the in-house legal space, please contact Ruth Ma at Hays on +852 2230 7967 or email


Job type:
Banking & Financial Services
Apply now

Talk to a consultant

Talk to Ruth Ma, the specialist consultant managing this position, located in Hong Kong

6604-06, 66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307967

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