Business Risk Specialist (QA)

Brilliant Business Risk Specialist job opportunity with a top-tier investment bank.

Your new company
My client is looking for Control Execution and Supervision Quality Assurance Specialist to perform quality assurance reviews on the controls executed by the 1st Line of Defense Controls execution teams in Hong Kong.

Your new role
  • Identify, gather and analyze the findings derived from the Controls execution teams and ensure Control frameworks are designed and operating effectively.
  • Act as an education utility by working closely with the Control Team Leads in identifying their staffs’ gaps and provide assessments/trainings required to improve their adherence rate.
  • Act as a primary liaison officer to face off queries/requests from the Bank’s Internal & External Auditors, Compliance Functions, & stakeholders.
  • A resource backup to support Controls execution Team whenever required e.g. when they are away on long term medical leave, maternity leave, etc
  • Executes standalone Controls required by Business on ad-hoc / interim basis

What you'll need to succeed
  • Working experience in a Wealth Management with direct experience in Audit or Business Risk or Control Functions. Taxonomies covered but not limited to Suitability, market conduct, cross border, conflict of interest, and financial crime will be an added advantage
  • Strong knowledge in Financial Investment products

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career. #1214741


Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Kenneth Sze, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: 60376118600

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