General Compliance, AVP - Foreign Corp Bank

AVP role to support the team in managing all general compliance matters including regulatory compliance

Your new company
Your new company is a top-notch Foreign Corporate bank. They are looking for an Assistant Vice President (min. 4 years in-house compliance) to join their General Compliance team within Legal & Compliance department to ensure that risks are properly identified and assessed, and performing extensive compliance review/ self-assessment.

Your new role
As an influential member within the compliance team, you will implement compliance monitoring programme on high-risk operations and are responsible for performing compliance review, conduct gap analysis on internal compliance manual and procedures. Below are the mainly objectives of your role:
  • Develop, review and enforce compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies.
  • Conduct regular compliance reviews to ensure following of procedures are meeting regulatory requirements/ business changes
  • Work closely with other business units and provide sufficient internal training on all regulatory compliance issues to enhance the compliance consciousness of all staff levels.

What you'll need to succeed
  • Ideally you will have at least 4 years of experience in compliance/ internal control functions within a bank.
  • Prior experience working in corporate banks will be highly preferable.
  • Possess good knowledge of local regulatory (HKMA) requirements.
  • Good command of both spoken and written English and Chinese

What you'll get in return
  • Competitive compensation package alongside consistent career development
  • Opportunities to work with experienced compliance specialists within the field
  • Involvement in regional compliance projects
  • Transform the strategy and future of a well-established team

What you need to do now
If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7451 for a confidential discussion, and send me your CV to or visit our Banking page here:


Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Kelvin Tse, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307451

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