Head of Compliance - Fintech

Head of Compliance role to build the team in handling all compliance matters for this Fintech

Your new company
This well-funded Fintech company is looking for an experienced compliance specialist to lead and build their compliance team. With an aggressive growth plan and the vision to become a better leader in its field, it continues to gain market share over its competitors.

Your new role
As a leading member of the compliance team, you will develop compliance monitoring programme on high-risk operations ad responsible for performing compliance review and conduct gap analysis on internal compliance manual and procedures. Below are the mainly objectives of your role:

  • Develop, review and enforce compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies.
  • Conduct regular compliance reviews to ensure following of procedures are meeting regulatory requirements/ business changes
  • Work closely with other business units and provide sufficient internal training on all regulatory compliance issues to enhance the compliance consciousness of all staff levels.

What you'll need to succeed
  • Ideally you will have at least 6 years experience in compliance within the banking or financial sector.
  • Possess good knowledge of regional regulatory requirements.
  • Excellent command of both spoken and written English and Chinese.
  • Ability to work independently

What you'll get in return
  • Competitive compensation package alongside consistent career development
  • Opportunity to grow together with an exciting Fintech business
  • Involvement in compliance Reg-Tech projects
  • Lead and transform the strategy and future of the team

What you need to do now
If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7451 for a confidential discussion, and send me your CV to kelvin.tse@hays.com.hk or visit our Banking page here:



Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Kelvin Tse, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307451