Manager/Senior Manager, Investment Compliance

A insurance business is looking for a Manager or Senior Manager for their investment compliance team.

Your new company
At Hays, we are selective in the clients we partner with ensuring trusted partnerships are formed in attracting the right talents. This established and progressively growing life insurer has a stable and well- structured business in place. With expansion plans in place, they are placing more resources in compliance. Currently, they are looking for an experienced Manager or Senior Manager to oversee the investments compliance function.

Your new role
You will take on a key role in managing and implementing the investment compliance program. You will drive implementation of investment compliance guidelines, and monitoring and reporting on processes and procedures and ensuring that Compliance requirements are consistent and communicated to different BUs. With your expertise, you will monitor and report on regulatory risks and incident on non-compliance. The overall objective is to leverage regulatory conduct and best practices across HK businesses.

What you'll need to succeed
You will have minimum 6+ years of experience in a compliance or regulatory role within the financial services industry demonstrating thorough understanding of the financial services industry in HK, particularly the life and health insurance and wealth management business. Prior experience in conducting compliance review or audits of materials within the financial services industry and project/program management experience will be highly valuable.

What you'll get in return
You will be able to progress your compliance career in a stable insurer where they are reputable to have a well-formed compliance culture and an engaging work culture.

What you need to do now
If you are interested in the above opportunity, click “apply now” to forward your CV. If you are interested in Compliance / Risk / Audit roles within insurance, please contact Ada Cheung at [] or 2101-0088. #1230551


Job Type

Talk to a consultant

Talk to Ada Cheung, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +21010088