Regional IBD Compliance Manager (Up to 80k)

You will work under the IBD Compliance team, starting with a 6-months contract with high chance to renew

Your new company
My client is a leading bank with overseas investment business across the globe.

Your new role
  • Advice compliance and regulatory matters to the Investment Banking Division/Capital Markets
  • Review M&A transactions and new business initiatives from a compliance perspective
  • Maintain, update and modify firm’s compliance policies and procedures to adhere with latest regulatory requirements and standards
  • Respond to regulatory inquiries, inspections and investigations procedures such as testing and monitoring controls and surveillance

What you'll need to succeed
  • Bachelor’s Degree holder in Law /Legal /Accounting/ Finance or related disciplines
  • At least 5 years of related experience within compliance in an investment bank or law firm
  • Proficient in English and Mandarin with good communication skills
  • Team player and able to work effectively with minimal supervision
  • Exposure in Capital Markets/M&A is preferred

What you'll get in return
  • Develop your with career with a top tier investment bank
  • Prime office location
  • High salary incentives

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV to, or call Avery Lam at 2230 7931 now. If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.


Job Type
Banking & Financial Services
Finance Technology

Talk to a consultant

Talk to Elsa Lam, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307931

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