Your new company
This Chinese Investment bank has established a prestigious brand name in the APAC region. It is well-known for its strong product capability, stable working environment and strong growth in the region. They are looking for a Senior Compliance Associate to ensure that risks are properly identified and assessed for SFC licensed 1,4,9 businesses and supporting the control room on day-to-day tasks.

Your new role
As an influential member of the team, below are the mainly objectives of your role:

• Manage the watch list, restricted list and research disclosure database.
• Handle Chinese wall crossing application
• Managed compliance manuals and procedures

What you'll need to succeed

• Ideally you will have at least 3 years of experience in control room compliance with financial institutions
• Understanding in compliance policy, regulations and statutory requirements of SFC regulated activities (Type 1,4,9)
• Candidates with less experiences will be considered as Associate

What you'll get in return

• Competitive compensation package alongside consistent career development
• Opportunities to work with experienced compliance specialists within the field
• Involvement in regional compliance projects

What you need to do now
If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7451 for a confidential discussion, and send me your CV to kelvin.tse@hays.com.hk or visit our Banking page here:
https://www.hays.com.hk/jobs/banking-jobs/
#1198465