Your new company
This Chinese Investment bank has established a prestigious brand name in the APAC region. It is well-known for its strong product capability, stable working environment and strong growth in the region. They are looking for a Senior Compliance Associate to ensure that risks are properly identified and assessed for SFC licensed 1,4,9 businesses and supporting the control room on day-to-day tasks.
Your new role
As an influential member of the team, below are the mainly objectives of your role:
- Manage the watch list, restricted list and research disclosure database.
- Handle Chinese wall crossing application
- Managed compliance manuals and procedures
What you'll need to succeed
- Ideally you will have at least 3 years of experience in control room compliance with financial institutions
- Understanding in compliance policy, regulations and statutory requirements of SFC regulated activities (Type 1,4,9)
- Candidates with less experiences will be considered as Associate
What you'll get in return
- Competitive compensation package alongside consistent career development
- Opportunities to work with experienced compliance specialists within the field
- Involvement in regional compliance projects
What you need to do now
If you are currently looking for a new role within the Banking and Financial Services AML/Compliance function, or potentially exploring the market? Feel free to contact myself on +852 2230 7451 for a confidential discussion, and send me your CV to kelvin.tse@hays.com.hk or visit our Banking page here:
https://www.hays.com.hk/jobs/banking-jobs/
#1198465