Team Head - Compliance (I&I Focused) - PB/Retail Bank

Investment , Insurance , Regulatory Compliance

Your new company
This top-tier bank has established a prestigious brand name across the whole Asia. It is well-known for its strong product capability, stable working environment and strong growth in the region. Owing to its steady expansion, they are looking for a Section Head to lead their established and seasoned I&I Regulatory Compliance team.

Your new role
  • Lead a team to advise the senior management and relevant business units on compliance related issues
  • Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services
  • Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement
  • Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations relating to investment or insurance
  • Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives

What you'll need to succeed
  • Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
  • At least 10 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
  • Sound knowledge in investment or insurance products, regulatory requirements and the market practices
  • Sound knowledge of the relevant laws and regulations pertinent to bank
  • Good command of both written and spoken English, Mandarin and Cantonese

What you'll get in return
  • People Management Experience
  • Competitive compensation package alongside consistent career development
  • Opportunities to work with experienced compliance experts within the field
  • Involvement in regional compliance projects
  • Transform the strategy and future of a well-established team

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career. #1239323


Job Type
Banking & Financial Services
Banking and Financial Services

Talk to a consultant

Talk to Natalie Choi, the specialist consultant managing this position, located in Hong Kong
6604-06,66/F, ICC, 1 Austin Road West, West Kowloon

Telephone: +85222307485

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